The Use of Auricular Acupuncture to Reduce Preoperative Anxiety

Wang et al. · Anesthesia & Analgesia · 2001

🎯Randomized Controlled Trial👥n=91 participantsModerate Impact

Evidence Level

MODERATE
72/ 100
Quality
4/5
Sample
4/5
Replication
3/5
🎯

OBJECTIVE

Investigate whether auriculotherapy can reduce anxiety before ambulatory surgery

👥

WHO

91 adult patients (19-66 years) scheduled for elective ambulatory surgery

⏱️

DURATION

Single 30-minute intervention

📍

POINTS

Relaxation group: relaxation, tranquilizer, and master cerebral points; TCM group: kidney, heart, and shenmen points

🔬 Study Design

91participants
randomization

Traditional Chinese Medicine (TCM)

n=31

Auriculotherapy with kidney, heart, and shenmen points

Relaxation

n=32

Auriculotherapy with relaxation, tranquilizer, and master cerebral points

Control

n=27

Needles at points with no documented effect on anxiety

⏱️ Duration: 30 minutes

📊 Results in numbers

35±8 vs 40±14 (control)

Anxiety reduction in the relaxation group

p=0.014

Significant difference between groups

p=0.01

Relaxation group vs control

~78%

Positive response rate

Percentage highlights

~78%
Positive response rate

📊 Outcome Comparison

STAI Anxiety Scale (post-intervention)

TCM Group
38
Relaxation Group
35
Control Group
40
💬 What does this mean for you?

This study showed that auriculotherapy with specific relaxation points can significantly decrease anxiety before surgery. The treatment is quick (30 minutes), safe, and allows the patient to continue normal activities while awaiting the surgical procedure.

📝

Article summary

Plain-language narrative summary

Preoperative anxiety is a natural and very common reaction that affects the great majority of patients preparing for surgery. This anxiety can cause significant discomfort and, in some cases, interfere with the surgical process and recovery. Traditionally, physicians use anxiolytic medications or psychological programs to help patients cope with these feelings of apprehension and nervousness. Although these approaches are effective, they can have important drawbacks: medications can cause unwanted side effects, psychological programs are time-consuming, and both options increase treatment costs.

For this reason, researchers continue to seek simpler, safer, and more cost-effective alternatives to help anxious patients before surgical procedures.

Auricular acupuncture, also known as ear acupuncture, represents one such promising alternative. This technique, similar to reflexology, was developed in French and Chinese medicine in the 1950s and is based on the theory that different points on the outer ear correspond to different parts and functions of the body. According to this approach, by stimulating specific points on the ear, it is possible to influence symptoms and conditions in other parts of the organism, including emotional states such as anxiety. Previous studies had already demonstrated that auricular acupuncture could reduce day-to-day situational anxiety in healthy individuals, but there was still no clear evidence about its efficacy specifically for preoperative anxiety.

To investigate this question, researchers at Yale University conducted a randomized controlled study with 91 adult patients undergoing elective ambulatory surgery. Participants were between 19 and 66 years of age, had no history of psychiatric illness, and had never experienced acupuncture before. The study divided patients into three different groups: the first received acupuncture based on traditional Chinese medicine, using points related to the kidney, heart, and shenmen, which according to Chinese theory are associated with fear, anxiety, and calming the mind. The second group received acupuncture at points specifically documented to promote relaxation and decrease anxiety.

The third group served as a control, receiving needles at points known to have no effect on anxiety. All patients had small needles placed in the non-dominant ear for 30 minutes, without any additional stimulation, and were able to maintain their normal activities during this period.

To measure anxiety levels, the researchers used a validated scientific questionnaire called the State-Trait Anxiety Inventory, which evaluates both momentary anxiety and the person's general tendency to feel anxiety. Patients completed this questionnaire before treatment and again after the 30 minutes of acupuncture. It is important to highlight that no patient received sedative medications during the study, allowing a more accurate assessment of the effects of acupuncture.

The results were quite encouraging and revealed important differences between the groups studied. Patients who received acupuncture at the relaxation points showed a significant reduction in anxiety levels compared with the control group. Specifically, while the control group maintained similar anxiety levels before and after the procedure, the group that received treatment with relaxation points showed a clear and statistically significant decrease in anxiety. Interestingly, the group that received traditional Chinese medicine-based acupuncture also showed some improvement, but this reduction was not as pronounced as that observed in the relaxation group, nor statistically different from the control group.

These findings have important implications for both patients and health professionals. For patients, auricular acupuncture represents a non-pharmacological option that can help reduce preoperative anxiety without the risks of side effects associated with medications. The procedure is quick, taking less than a minute to apply, relatively inexpensive, and allows the patient to maintain normal activities during the preoperative period. This can be especially valuable for patients who prefer to avoid medications or who may have contraindications to anxiolytic use.

For health professionals, this technique offers an additional tool in the therapeutic arsenal for managing preoperative anxiety, and can be easily integrated into existing preoperative care protocols.

However, the study has some important limitations that should be considered. The researchers used only subjective measures of anxiety through questionnaires, not including objective physiological indicators such as blood pressure or heart rate, although previous studies have shown that these parameters are not significantly affected by acupuncture. In addition, a large percentage of participants (about 70%) already believed in the efficacy of alternative medicine, which may have positively influenced the results, although this characteristic was equally distributed across all groups studied.

Another point to consider is that the exact mechanism by which auricular acupuncture produces its effects is still not fully understood. Some theories suggest that the technique may influence the release of neurotransmitters such as serotonin, which is involved in mood and emotional well-being regulation, but more research is needed to confirm these hypotheses. Despite these limitations, the results suggest that auricular acupuncture, particularly when applied at specific relaxation points, can be a valuable addition to existing strategies for managing preoperative anxiety, offering a safe, fast, and cost-effective alternative for patients seeking non-pharmacological options to deal with their fears and concerns before surgery.

Strengths

  • 1Well-designed randomized controlled study
  • 2Use of a validated scale to measure anxiety
  • 3Simple and low-cost intervention
  • 4Demographically well-balanced groups
⚠️

Limitations

  • 1Did not use objective physiological measures
  • 2High percentage of participants already believed in alternative medicine (70%)
  • 3Single study without replication
  • 4TCM group did not show significant difference
Prof. Dr. Hong Jin Pai

Expert Commentary

Prof. Dr. Hong Jin Pai

PhD in Sciences, University of São Paulo

Clinical Relevance

Preoperative anxiety is a real and frequently underestimated problem in surgical practice. Benzodiazepines are the usual first line, but they carry risks of residual sedation, drug interactions, and contraindications in elderly patients, those with hepatopathy, and patients with sleep apnea — precisely the profiles that most need anxiolytic relief. This study by Wang et al., published in Anesthesia & Analgesia, offers controlled and randomized evidence that auriculotherapy with relaxation points reduces state anxiety in a statistically significant way within 30 minutes, without systemic adverse effects. The practical application is immediate: the protocol can be integrated into the pre-anesthetic waiting period, without interfering with fasting, medication protocols, or monitoring. Populations such as pregnant patients scheduled for elective cesarean section, pediatric patients, and those with formal contraindication to anxiolytics represent priority candidates for this approach.

Notable Findings

The most noteworthy finding is the superiority of the relaxation protocol — tranquilizer, master cerebral, and relaxation points — over the control group (p=0.01), while the Traditional Chinese Medicine protocol with kidney, heart, and shenmen did not achieve statistical difference. This challenges classical clinical reasoning, since auricular shenmen is historically the point of choice for mental agitation and anxiety in Chinese medicine. The dissociation between the two active protocols suggests that auricular point selection is not interchangeable and that distinct auricular mapping systems — Nogier's French system and the Chinese system — may have differentiated action profiles for specific indications. The positive response rate of approximately 78% in the relaxation group reinforces the clinical consistency of the effect. The fact that the intervention lasts only 30 minutes, without continuous stimulation, further expands its operational feasibility in the hospital context.

From My Experience

In my practice at the HC-FMUSP Pain Center, we have used auriculotherapy as an adjuvant in situations of acute situational anxiety for many years, and the pattern we observe is consistent with what Wang et al. report: the response begins to set in during the session itself, between 15 and 20 minutes after needle insertion. For pre-procedure anxiety, a single session is usually sufficient as a one-time intervention, unlike the management of generalized anxiety, in which we work with cycles of 8 to 12 sessions. I have observed better response in patients who present reactive and situational anxiety than in those with structured underlying anxiety disorders — the study profile, in fact, coincides with this ideal responder. We usually combine brief diaphragmatic breathing techniques during the needling period, which subjectively enhances relaxation. The finding that auricular shenmen did not differ from control surprises me and contradicts decades of empirical clinical use; this led me to reconsider point selection in acute anxiety protocols at our service.

Specialist physician in Medical Acupuncture. Adjunct Professor at the Institute of Orthopedics, HC-FMUSP. Coordinator of the Acupuncture Group at the HC-FMUSP Pain Center.

Indexed scientific article

This study is indexed in an international scientific database. Check your institutional access to obtain the full article.

Scientific Review

Marcus Yu Bin Pai, MD, PhD

Marcus Yu Bin Pai, MD, PhD

CRM-SP: 158074 | RQE: 65523 · 65524 · 655241

PhD in Health Sciences, University of São Paulo. Board-certified in Pain Medicine, Physical Medicine and Rehabilitation, and Medical Acupuncture. Scientific review and curation of every entry in this library.

Learn more about the author →
⚕️

Medical disclaimer: This content is for educational purposes only and does not replace consultation, diagnosis, or treatment by a qualified professional. Some information may be assisted by artificial intelligence and is subject to inaccuracies. Always consult a physician.

Content reviewed by the medical team at CEIMEC — Integrated Centre for Chinese Medicine Studies, a reference in Medical Acupuncture for over 30 years.